Category Archives: John M. Gerber

Saving the World – One Clothespin at a Time

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I start each of my classes by leading the students in a “centering breath.” The purpose of this exercise (which most students appreciate) is to invite our mind, body and spirit into the room. Many of us “do space and time travel” with our minds. We are distracted and rarely available to our present experience. While we bring our bodies into the classroom, Continue reading Saving the World – One Clothespin at a Time

Getting started with your personal Holistic Goal

Some Personal Holistic Goal Resources

The following resources were created for use by students in the Stockbridge School of Agriculture with the permission of Holistic Management International.

The Holistic Goal Workbook for students is linked here.

Additional Resources

  1. John Gerber’s Introduction PowerPoint to the PHG – Personal HG Intro

and a video: Introduction to the Personal Holistic Goal

2. John’s Second PowerPoint on the PHG – Personal HG Part II

and a video: Fine tuning your Quality of Life statement

3. Some more videos:

4. An old blog with examples is linked here.

 

north
Find your True North

Before the Land Grants

Criticizing public universities for their inability to change has become something of a cottage industry these days. While there is a good bit of ill-informed rhetoric in the many books and articles that have appeared, some of the criticism is worthy of consideration and should not be ignored. The Wingspread Group report on higher education for example, reported that “a disturbing and dangerous mismatch exists between what American society needs of higher education and what it is receiving.” We all recognize that American society is changing at a more rapid pace than at any other time in our history. In spite, or perhaps because of this, university fundamentalists claim the institution should remain a source of stability to counter-balance the potential negative affects of “popular fads.”

My own vision for the future of the university is one of radical change (see Communiversities: Land Grants and Beyond). Any responsible transformation of the university, radical or otherwise, will require an understanding of our history as the source of our current traditions. This is my biased view…

The Beginning
While the university as an institution is less than 1000 years old, the ancestors of university faculty go back to 2500 BC. The tablet writers of ancient Mesopotamia were the earliest recorded class of intelligentsia. These court scribes had great political influence as they handled the correspondence, records of taxes, and other affairs of state for the rulers of the day. Although the scribes were not members of the ruling class themselves, they helped those in power make decisions, much like scientists and many academics today. Preparation for the job of scribe was through the study of accounting, geometry, musical notation, law, grammar, poetry, history, and court etiquette. Like faculty today, many years of training were required for admittance into this exclusive guild of literate advisors. While the record is incomplete on these early scholars, there is little doubt they were an elite class of learned men devoted to study, learning and influence.

More is known about higher education in classical Greece beginning around 500 BC. The Greek sophists were the first full-time, paid, teachers. These men gave “sample” lectures in public places to attract students, and then charged large fees to continue with a standard curriculum of prepackaged lessons. Over time, the sophists became known for their superficial and costly teachings. Unlike the sophists, the philosopher Socrates believed that wisdom would not be gained from prepackaged lessons, but had to be earned through critical reflection and intellectual dialogue. This controversy between the value of standardized lessons versus critical reflection was a harbinger of later debates such as that between professional training and personal learning during the early 20th century.

The Early Academy
Neither Socrates nor the sophists carried on their teaching and learning in any particular physical place. Plato, a student of Socrates, was the first to have a school at a preset location, a grove dedicated to the Greek folk hero Academus (the first “academy”). For Plato, the purpose of learning was the development of a class of educated rulers or “philosopher-kings.” Plato’s student Aristotle, on the other hand, believed knowledge should not be pursued to develop society’s leaders, but for its own sake. Thus, the debate between knowledge for social purposes and knowledge for its own sake began 2500 years ago. Other schools emerged at this time. A school at Cynosarges developed a particular mode of thought later known as Cynicism. Another which met among the “stoia” or the colonnades of the Athenian market developed a school of thought later called Stoicism.

Throughout this period schools grew up around individual scholars, but only took root when they became associated with storehouses for scholarly manuscripts, or libraries. The first known library was the museum at Alexandria, the Temple of Muses, on the Egyptian coast. Here, beginning around 250 BC grew a museum library that had more than 500,000 manuscripts. This resource for study attracted the great scholars of the period, like Archimedes and Euclid, who came to do full-time research and learn from each other.

Foundation of the Early University
During the Roman period, schools of lesser quality sprung up as minor businesses. Most of these schools disappeared during the Middle Ages when the only institutes of higher learning were devoted to religious studies. During the 11th century, Europe began to emerge from the dark ages, with education becoming more open and available again. The major cathedral church colleges in Bologna and Salerno in Italy, and Paris and Montpelier in France, added new courses to traditional clerical studies and began to attract larger numbers of students. This marked the beginning of the modern university.

In the medieval university, masters (teachers) and students working in close association organized themselves into guilds with a common disciplinary interest or national background. At the University of Paris for example, four national guilds in the “arts” emerged alongside a faculty of theology, law and medicine. A bureaucracy began to develop as these subdivisions of the faculty needed ways to set standards and accept student fees. By the end of the 14th century an administrative structure had emerged at the University of Paris that continues today with little substantive change. Paris had a university assembly of faculty, a university council of deans, disciplinary-based colleges, and an elected chief executive who served as head of the university.

Medieval university instruction was in Latin and students entered at age fifteen or sixteen. The baccalaureate or “beginners” degree followed about four years of study and acceptance as a “master” took one to three more years. Many of those students working toward masters degrees were also teachers in the lower level courses in the arts, much like graduate students today. Students of the day took time for leisure, often as drunken evenings sometimes growing into riots. One of the most famous was a 2-day brawl in Oxford that began as a tavern fight between students and “townies.” Several scholars were killed, books were destroyed and classrooms were burned.

By the end of the 13th century most of the foundations of the modern university had been established including ornate college structures, competitive recruitment practices, standardized teaching methodologies, entrenched administration, examinations, degrees, and the academic regalia. Little has changed at universities since the 13th century and that which has changed has done so very slowly.

The major social upheavals associated with the Italian Renaissance in the 16th century and the scientific and technical revolution in the 17th century did not affect the traditional universities, at least at first. Florence became the center of Italian humanistic studies under the patronage of the Medici family, and other centers of learning emerged as alternatives to the unexciting studies at the university. The leading families of the day were business and political leaders who preferred to send their children to popular academies or private tutors rather than the major universities.

Exploration of new continents and new areas of scientific and technical study marked the business environment of the 17th century, but had little impact on the universities. Francis Bacon for example, in the early part of the century challenged colleges and universities to look beyond their ancient teachings. Universities largely ignored the growing scientific movement of the era, much as they had ignored the humanistic movement of the previous century. By the 18th century, older European universities were in a serious state of decline. Struggling institutions progressively lowered their standards to attract students, becoming the diploma mills of the era. Edward Gibbon described the impressive buildings that had been built for universities as “masking the dry-rot within.”

Universities in America
By this time colleges had been built in America, mostly under the influence of various church denominations to train clergy and political leaders. Harvard, Yale, Princeton, Columbia, Brown, Rutgers and Dartmouth were supported partially by colonial governments and mostly by student tuition. Enrollment was from a few dozen to a few hundred students, at most. These were elite institutions that offered traditional training in medieval studies such as Greek, Latin, logic, rhetoric, ethics and theology.

Westward expansion and denominational rivalries contributed to the rapid proliferation of colleges in the later part of the 18th and early 19th centuries. Generally small, these new colleges offered training in geography, languages, law, mathematics, geology, history, ethics, natural philosophy, literature and biology. There was a growing tension between classical training and an emerging scientific and professional training. In response, President Day of Yale University commissioned a study on the academic needs of the students of the era. The resulting 1829 report stated that the criticism of academic institutions of the time “as out of date with the needs of the nation” was overstated. President Day believed that universities should build character among the young men of leading families, not encourage economic development by the masses. Even then, the major academic institutions of the time were out of touch with the needs of the nation. By the mid-19th century there was a public call for a more utilitarian education available to more people. The result was a national investment in the public land grant universities.

Last Thoughts
The publicly funded land grant universities represented a radical departure from earlier American and European colleges. Even so, today many characteristics of universities “before the land grants” endure, for example: the elitism of the faculty much like the tablet writers of Mesopotamia; the continuing debate about education for social purposes (Plato) or for knowledge itself (Aristotle); the “research” library like the one at Alexandria; the bureaucratic administrative structure like that of the University of Paris; the drinking parties such as those at Oxford; and finally the failure of the accepted curriculum to address the needs of society during periods of major social change as in Italy during the Renaissance, most of Europe during the first stage of the scientific revolution, at Yale in the early 1800’s, and perhaps even among public universities today.

This history was influenced by “American Higher Education: A History” by Christopher J. Lucas. St. Martins’s Griffin, NY. 1994. For Part Two of this line of thought, see the essay “Universities: Land Grants and Beyond.”

John M. Gerber, Professor
University of Massachusetts
December 1996

Comments and feedback are welcome. Please send them to; jgerber@umass.edu.

 

 

 

 

 

Transitions

change2There are two times of the year when we say goodbye to graduating seniors – at the end of fall semester and the end of spring semester.  In May, there is a big celebration and seniors “go out in style”… but for those students who complete their requirements for college in the middle of the winter, it sometimes feels a bit awkward.  Nevertheless, these are both times of big change.   Leaving college is a big deal – right up there with going to college, getting married, having children, changing jobs or careers, retirement – you know, the big changes.  Transitions.

Around graduation time, I share this essay with seniors on the process of transitions.  I also get to thinking about the last day of my own college career.  I took a final exam in the morning, packed my car to drive home and was working at my first post-college job that same night.  Pumping gasoline (39 cents a gallon) at a Mobil station a half-mile from the house I grew up in.  Not much progress yet.  By the next week I had a job cleaning bathrooms at a local synagogue.  Not much prestige yet.  But I was making money, which I needed because I was to be married within a few months and then off to graduate school.  My memory of that last day in college was all about “so what’s next?”   I didn’t attend the graduation ceremony – in fact I hadn’t attended any graduation ceremonies since high school.  You see like most people, I find that I’m not good at endings.

So I want to share a few thoughts on endings, beginnings and particularly that confusing time in between called “the transition zone.

You would think that humans would be good at managing change.  We see so much of it in our daily lives.  There are revolutionary changes occurring in our society, our institutions, and among individuals that seem to come at us faster and faster.  Charles Handy’s book The Age of Unreason makes the case that “change is not what it used to be.”  In the past, trends could be analyzed and future directions could be predicted. This allowed for continuous, evolutionary transitions. Today we are faced with mostly unpredictable, discontinuous, and almost revolutionary change.

While some people see this period of rapid global transformation as an opportunity, for others it is a time of painful and reluctant adjustment to a seemingly confusing and chaotic world.  In fact, when faced with the possibility of change most people choose the more familiar, the status quo.  Perhaps this is due to fear of the unknown, fear of losing power, status, control, or possessions.  Letting go is frightening: like jumping into a void. Henry David Thoreau seemed to be recommending the life of a change seeker when he wrote in his journal on March 11, 1859; “We must walk consciously only part way toward our goal, and the leap in the dark to our success.”

Graduating college can surely feel like a “leap into the dark” even when you know where you are headed tomorrow – a new job, an old job, a vacation, or the uncertainty of heading home to figure out what’s next.  I’ve spoken with graduating seniors over the past few weeks as I’ve read their senior summaries and I know that leaving this familiar place is satisfying, exciting, sad and a bit frightening.  Like a leap into the dark.

So I wanted to give you a few thoughts on the process of transitions to help you think about how you are managing this transition out of college.  This will not be the last transition of your life, so you might as well learn how to do it well.

William Bridges book, Transitions, reminds us that all new stages of life actually begin with endings.  Letting go of the familiar is the beginning of beginning and requires two things; ceremony and grieving.  Today’s ceremony is an important step in acknowledging that something significant is over.  Not everyone graduating from BDIC is here today.  Too bad.  Ceremony is needed whether you loved it here at UMass or hated every day.  It is over.  Saying good-bye is an important part of the process of letting go.  In some of my classes, we sit in a circle on the last day of class and students are invited to say a few words to the group and than conclude with the words “good bye.”

I find that we are not good at endings.  We are a future focused society always looking forward and moving on to the next thing.  When taken to the extreme, this “treadmill existence” can become quite pathological.  Some of us leave destruction in our wake – broken relationships, unfinished work or learning.  You may recognize this trait in friends – or perhaps yourself.

So the first gift I’ll share is the knowledge that endings are important.  And saying the words “good-bye” is an important part of the process of moving on.  We do this on the last day of class to mark the ending.

The second gift I’ll share is the knowledge that there is a little-discussed period of time between endings and new beginnings called the transition zone.  It is a period of time that may be no more than a weekend or may take years, in which you may feel lost, empty and frightened.  This is good.  You see the transition zone is a real thing.  To avoid it, or to not notice that it is happening isn’t healthy.

Our culture doesn’t generally value or appreciate the “in-between” times.  Earlier cultures developed rites and rituals to mark these periods.  We just don’t know how to deal with the feeling of emptiness that is quite normal during these periods.  We are somehow embarrassed about not being “productive” and we don’t know what to call ourselves at these times.  You are no longer a college student but you may not yet be a doctor, lawyer, artist, account executive, farmer, teacher or whatever.

During the transition time, nothing feels solid.  Many graduating seniors spend the summer or part of the next year living at home.  Yet that doesn’t feel quite right.  Both of my older sons took this route for convenience and economy.  It is a normal part of the transition time, yet both reported feeling like they didn’t quite belong.  Bridges suggests that we learn to value this transition period as a time that can give us a unique view on our personal growth.  He offers several suggestions for activities that you might consider to help you appreciate this special time.

The first suggestion is to find a regular time and place to be alone.  This doesn’t mean laying in bed all day, but rather trying something that you might not ordinarily do.  Some people get up early and read, meditate, walk, or just enjoy a cup of coffee in the presence of the early morning birds.  The point is to be as completely unproductive as possible and just notice how it feels.  For me, I do some spiritual readings every morning and in the summer I try to spend a few minutes in my garden just noticing the plants.  This is a practice I developed during my most recent transition experience a few years ago.

The second recommendation is to keep a journal or perhaps to write an autobiography of your life.  The journal should be used to record feelings not to make “to do” lists.  The paradox of this recommendation of course is that this might be a time when “nothing is happening.”  If so, write how you feel about that.  The practice of journaling was one I began during a period of rapid change.  I now have dozens of personal journals recording what I was thinking and feeling at various stages of life.

The third recommendation is to ponder the question “what would be unlived in your life if it ended today?”  What is it about you that feels to be core to how you think of yourself, that others don’t know about or you haven’t done yet.  For me, I spent much of my life thinking of myself as a sailor  – but I didn’t sail much.   I was always too busy doing the next productive thing in my career or family life.  Today I own a sailboat where I will spend most of the month of June – with family on weekends but during the week, mostly alone.

Bridges recommends that you spend time completely alone in a totally new environment where nobody knows you.  This may be the modern day version of a Native American vision quest.  It may be a week or weekend on the Cape or in the mountains.  Don’t bring a book to read, a radio or boombox.  No outside stimulation to distract you from just being you.  This is more difficult than it sounds.  This is a journey into emptiness.  Find a place to walk and notice nature.  Pay attention to details.  Journal about your feelings and thoughts.  And don’t worry about being productive.  Just be. If it appeals to you stay awake one entire night with the only activity keeping a fire going or counting the stars, try it.  And don’t tell anyone what you are doing to avoid the questions and odd looks you will get.

If it feels right, plan your own symbolic acts of emptiness.  One person may sit outside, draw a circle around them self in the dust, and just sit.  Another may write a list of all the things they wanted to accomplish in the past year and burn it.  Another may talk to the moon and still another may carve a walking stick.  Find a ritual that works for you

This transition will surely not be your last, so it might be useful to practice living in the transition zone before it gets too complicated.  There is more acceptance of “doing nothing” right after college than there is in midlife.  Since over 70% of UMass graduates report that they do not have employment in their area of study immediately after college, if you don’t yet have a career – well, you’re not alone.  Good.  Enjoy it.  When your parent’s friends ask you the inevitable question, “so what are your plans?”  You can respond that your immediate plan is to actively experience the emptiness of the transition zone.  That will usually end the questioning.

You might even be able to teach your parents about this important work.  They have all experienced a transition and if they are like me, well, they may not be terribly comfortable with it all.

And so the final stage of transition is new beginnings.  We generally celebrate beginnings as a time of opportunity.  But we also recognize it as a time of uncertainty.  It is like the first step of a trapeze artist onto a high wire crossing Niagara Falls.  The first step is the most difficult and requires letting go of both the patterns of the past and expectations for the future.  Remember the scene in the Disney flick “Finding Nemo’ when Dory and Marlin (Nemo’s dad – the clown fish) are inside the belly of the whale trying not to get sucked down the vortex of water that seems to lead to death?  Dory tells Marlin to “let go.”  Marlin struggles to hang on, not knowing what the future will bring.  When Marlin finally lets go, they get shot up through the whale’s spout and find themselves in Sydney Harbor – exactly where they wanted to be.  Life is sometimes like that!

Namaste……

John M. Gerber

 

               

John M. Gerber – Bio Information

Community Service

John is a founding member of the community group, Grow Food Amherst, which encourages people in his local community to live more sustainably and take responsibility for the source of their food. He is a member of the Board of Directors of the North Amherst Community Farm.  He served for 9 years on the Amherst Conservation Commission.  John has been Executive Director of the Consortium for Sustainable Agriculture Research and Education, a national consortium of universities and research institutes, and was a founding Board member of the Loka Institute, a non-profit institute dedicated to the democratization of technology.  He has also served on the Board of Directors of the Hitchcock Center for the Environment in Amherst, Massachusetts and helped establish the local food coop, All Things Local.


Experience

John is Program Coordinator for the UMass Sustainable Food and Farming program which has grown from 5 students in 2003 to over 145 today. He was Director of the University of Massachusetts Extension System from 1992 to 2000. He served as leader and manager for this major outreach effort of the University of Massachusetts with programs in agriculture, natural resources, youth and family development, and nutrition education. He has also served as Associate Dean in the College of Food and Natural Resources at the University of Massachusetts. He was Assistant Director in the Illinois Agricultural Experiment Station, and Program Leader for Sustainable Agriculture in the Illinois Cooperative Extension Service (1989-1992). He was responsible for the establishment and administration of the University of Illinois Agro-Ecology Program, and served as a faculty member and Extension Program Leader from 1979 – 1989 at the University of Illinois Urbana.


Teaching

John currently teaches courses relating to sustainability at the University of Massachusetts where he provides leadership for the undergraduate program in Sustainable Food and Farming. He continues to investigate ways in which students are encouraged to explore personal growth and community responsibility through service, reflection and dialogue. His greatest professional joy is to watch young people find their calling (especially when it relates to local food and farming). He was instrumental in helping to initiate student projects at UMass such as the Permaculture Initiative, the Student Farm, GardenShare, and the Real Food Challenge. He received the highest honor awarded a teacher at UMass in 2008 with the University Distinguished Teacher Award. To see a list of courses he teaches at present, go to: John M. Gerber Classes.


Select Articles and Contributions

Profile Article
Going Green Article
Permaculture Article
Growing the SFF Major Radio
About the Growth of Sustainable Living Class

Social Media Links

Biographical Resume

John M. Gerber, Professor of Sustainable Food and Farming

Stockbridge School of Agriculture

University of Massachusetts Amherst

Amherst, MA

Contact

Mailing Address: 308 Bowditch Hall, University of Massachusetts, Amherst, MA 01003

Office phone: (413)545-5301

E-mail: jgerber@umass.edu

Webpage: https://sustfoodfarm.org/

Vital

Born November 22, 1951, New York, USA

Married, 3 children, 3 grandchildren, 1 dog, 6 chickens

Education

Ph.D. Cornell University; 1978

Major: Vegetable Crops Physiology/Ecology

Minors: Agricultural Education & Soil Science

M.S. Cornell University; 1976

Major: Vegetable Crops Physiology

Minor: Soil Science

B.S. University of Rhode Island; 1973

Major: Botany

Minor: Chemistry

The Shambhala Worker

“I have brought you a gift, a story about people who just don’t “fit into” the institutions of power, the citadels of learning. This is a story for you.

There is a prophecy that emerged from Tibetan Buddhism about 12 hundred years ago. The signs it predicted are recognizable today, in our time. There are several interpretations of this prophecy. Some portray the coming of the kingdom of Shambhala as an internal event, a metaphor for one’s inner spiritual journey. Others present it as a transformation of the human social system that will occur at the just right time.

The Shambhala Prophecy says… there will come a time when all life on Earth is in danger. In this era, great barbarian forces will have arisen which have unfathomable destructive power. New and unforeseen technologies will appear during this time, with the potential to lay waste to the world. In this era, when the future of sentient life seems to hang by the frailest of threads, the kingdom of Shambhala will appear.

The kingdom of Shambhala is not a geopolitical place, but a place that exists in the hearts and minds of the Shambhala worker. These workers wear no special uniform, nor do they have titles or ranks. They have no particular workplace, as their work is everywhere. In fact, they look just like the barbarians on the outside, but they hold the kingdom of Shambhala on the inside.

Now the time comes when great courage – intellectual, moral and spiritual – is required of the Shambhala workers. The time comes when they must go into the very heart of the barbarian power, into the tall buildings, offices, factories and citadels of learning where the weapons of destruction are made – to dismantle them.

The Shambhala workers have the courage to do this because they know that these weapons are “mind-made”. That is, they are created by the human mind, and they can be unmade by the human mind. The barbarian lie that these weapons are the inevitable result of progress must be exposed by the Shambhala workers. Shambhala workers know the dangers that threaten life on Earth are not visited upon us by any extraterrestrial powers, satanic deities, or preordained fate. They arise from our own decisions, our own lifestyles, and our own relationships. They arise from within us all.

The Shambhala workers go into the corridors of power armed with the only tools that the barbarians don’t understand, and for which there is no defense. The tools of the Shambhala workers are compassion for all, and knowledge of the connectedness of all things. Both are necessary. They have to have compassion to do this work, because this is the source of their the power, the passion to act. It is said that when you open your own heart to the pain of the world you can move, you can act.

But that tool by itself is not enough. Compassion alone can burn you out, so you need the other tool – you need insight into the radical interdependence of all things. With that wisdom you know that the work is not a battle between good guy and bad guys, because the line between good and bad runs through the landscape of every human heart. With insight into our profound interrelatedness, you know that actions undertaken with pure intent have repercussions throughout the web of life, beyond what you can measure or discern. By itself, that knowledge may be too conceptual to sustain you and keep you moving, so you need the energy that comes of compassion as well.

Within each Shambhala worker these two tools, compassion and insight, can sustain you as agents of wholesome change. They are gifts for you to claim and share now in healing our world.

You BDIC graduates have demonstrated the kingdom of Shambhala by coming to this institution of power and carving your own path with the help of the BDIC program. My wish for you is that you may continue to hold the kingdom of Shambhala in your hears as you face all of the institutions of power you may meet in the future.

I want to thank those students I worked with for the privilege of knowing you while you were here at UMass. And for those of you who feel the weight of the world as you leave here, I’d offer you a few words from Arthur Ashe, African-American tennis player and social activist who died of AIDS a few years ago. When asked how does he get through the day with everything that seems so wrong, Ashe replied with:

· Start where you’re at.

· Use what you’ve got.

· Do what you can.

Thank you and congratulations!

The story above was adopted and adapted with permission from author Joanna Macy (see; http://www.joannamacy.net/). She writes about the Shambhala Warrior. I decided to change it to the Shambhala worker. I don’t think the Buddha would mind.

Peace.

John M. Gerber

Introduction to Dialogue

Dialogue is an overused and much abused term for a very specific means of communication that we rarely employ effectively today.  Dialogue is a communications process that helps individuals to clarify their personal thinking and values within the context of a community.  It may also help communities or teams discover shared meaning, to think coherently, and perhaps to act in concert in ways that serve the common good of the group.  Unlike a discussion or debate, in dialogue there is no attempt to have any particular point of view prevail.  Rather dialogue results in shared understanding without judgment.  It is about building relationships, learning together and exploring personal and community values.

 

Intent

Early in the creation of a dialogue group, a decision should be made regarding its intent.  This is important to avoid creating expectations that will go unmet and subsequent disappointment and criticism of the effort that is sure to follow.  Ask the question, is the primary purpose of this work to make a decision or take some action or, is the intent improved individual and collective exploration and understanding of a situation (which may or may not result in a decision or action).  This is important.  If the primary intent is exploration and learning through inquiry, dialogue is in order.

 

What is dialogue?

While the word “dialogue” is often used today as a substitute for polite discussion or conversation, it is used here to signify a specific discipline with a particular meaning and intent.  A dialogue is a group communication process in which participants practice certain techniques to enhance their individual and collective learning.  In dialogue there is a shared commitment to inquiry without necessarily reaching a decision or taking a specific action.  In fact, the expectation or even a hope that a decision will be achieved by consensus or otherwise is enough to derail the dialogue process, especially among beginners.  This question of intent is important and although you cant force a dialogue to happen, you can provide an environment in which people who truly desire to participate in a dialogue can be supported and encouraged.

 

It may be useful to think about what a dialogue is not.  As stated above it is not a decision-making process, although it can result in relationships among group members that make decision-making much easier.  It is not a tool for planning action, yet it can produce the kind of mutual respect and understanding that improves the likelihood of successful group action.  It is not led by any single individual, however a facilitator is needed to help get it started and guide the process.

 

The root of the word “dialogue” is from the Greek Adia or through and Alogos or word, or meaning.  Therefore the dialogue process is a stream of meaning that flows through and among the participants.  On the other hand, the word Adiscussion@ has the same root as percussion and concussion.  A useful image of a discussion might be a ping-pong game using words that bounce back and forth. In dialogue, members of the group can explore but go beyond any individual understanding.  New insights may be gained that were not possible through thinking in isolation.  Participants help each other observe the incoherence in each others thought as people learn how to think together, sharing thoughts, emotions,

and feelings while reflecting on their own.

 

Process

So what is needed to get started?  Participants need a clear understanding and at least initial agreement on the intent of the dialogue.  They should be prepared to make an investment of a specific amount of time to the process of learning and practicing dialogue.  Changes in individuals and groups take place over time, but require a personal commitment to the process.

 

And what happens in dialogue?  As stated above, the primary purpose is collective learning.  This happens when someone brings up a thought or feeling, another person changes it and then still another connects it with a previous thought or feeling.  The thought/feeling flows in a kind of participatory consciousness that may result in both individual and collective learning over time.  It takes practice.  In addition to the group and individual learning, several other outcomes may result from the process.  Quite often, the dialogue results in improved relationships among the participants as well as a sense of shared meaning and mutual commitment to each other.  But it isn=t always easy going.  When people are involved in a dialogue about something that is important to them they bring their whole bodies into the conversation, their hearts pump faster, adrenalin races, stomachs knot, shoulders tense.  Participants get angry, sad, confused and frustrated.  If members of the group can identify and share their thoughts as well as their feelings, get help in this process from fellow members, and stay with it long enough, a group consciousness may emerge.  While this feeling of connectedness doesn’t last, it can be a time of rapid and marked learning.  While dialogue is a powerful communication practice that can transform individuals and groups, it is not easy.

 

While the purpose of dialogue is collective exploration and learning, it is not necessary to avoid individual advocacy for a particular idea or position, provided the purpose of the advocacy is to further collective learning.  Advocacy is generally used for the purpose of convincing a group of the Arightness@ of your own position.  Even if this happens in a dialogue, the outcome may be group learning if it is noticed – and the group explores the underlying assumptions of the advocacy position.

 

The process may begin with a group of diverse people coming together for the purpose of joining in dialogue.  While intent is a necessary ingredient, it is insufficient in itself.  The result of unguided talk may be interesting conversation and perhaps individual learning, but not necessarily dialogue.  If the group stays together without the tools of dialogue and continues to explore differences of opinion, people may find themselves feeling frustrated.  Eventually the group may dissolve in embarrassment or a sense of futility.  Perhaps heated debate will produce smaller groups that cluster around ideas or people with whom they agree, allowing the Aus and them@ blame game to proceed in comfort, but with little positive outcome.  If enough people hang in and begin to search within themselves for the source of their own personal discomfort or anger, a new kind of conversation may begin to happen.  By working through the crisis of collective discomfort, a new sense of trust may be forged by the group.  This is more likely to happen if the group practices one or more of the living techniques of dialogue.

 

For more on the need for dialogue, see Meg Wheatleys article on Good Listening at: http://www.noetic.org/ions/publications/r60Wheatley.htm.

 

For details on the process of dialogue see the instructions for Insight Dialogue at; http://www.metta.org/id/id.html.

 

The Techniques of Dialogue

While there is no cookbook or rulebook on how to conduct effective dialogues, there are several techniques described by Ellinor and Gerard in their book, Dialogue: Rediscover the Transforming Power of Conversation, which may be useful.  These are:

 

1. Suspension of judgment

2. Identification and suspension of assumptions

3. Whole body listening

 

The following section expands on each of these components of the dialogue process.  The first rule about dialogue however is there are no rules, no right or wrong way to do dialogue. These are suggestions.  Attempts to judge the quality of the dialogue are not generally useful.

 

1. Suspension of judgment – Suspension of judgment is not about preventing yourself from making a judgment about a person, statement or situation, but rather it is about noticing your judgment as it affects your mind and body in the moment.  To practice suspension of judgment, say to yourself at the beginning of a dialogue (and perhaps several times during the dialogue if necessary), AI will be aware of my judgments when they arise.  I will not react or do anything other than simply notice my own feelings and thoughts.@  When something is said in a dialogue group that triggers a strong reaction, try to sit quietly in reflection and observe how your body and mind react.  Is your heart racing?  Are your shoulders tense?  Do you have a knot in your stomach?  Where does your mind go?  If you are highly agitated and feel driven to verbally respond, first try taking a deep breathe and count to ten before you begin the examination.  Ask yourself, Awhere does this reaction come from?  Ask yourself, Awhy am I reacting so strongly?  Hold the suspended thought in front of you and examine it until it goes away.  It might be useful to imagine the judgment written on a piece of paper that you hold in front of you between the thumb and forefinger.  Once you have examined it for some time, let it go.  This process allows you to examine your own assumptions without breaking the flow of meaning in the group that may build collective understanding.  When enough members of the group learn to suspend judgment individually, the group is less likely to find itself in periods of rapid-fire give and return, more like a discussion or debate than a dialogue.

 

If you are not able to let go of a judgment or if it continues to return, share it with the group.  By the time you have thoroughly examined your own judgment, the topic of the conversation may have changed several times.  Simply remind the group of whatever was said that triggered your judgment and then describe your reaction, both thoughts and bodily feelings.  By this time you should be able to share it with less emotion as something of a curiosity to be understood rather than a strongly held opinion.  In any case, sharing the judgment will usually allow you to let it go.  In some cases you will be surprised at how often others have had a similar reaction to your own.  This allows you and the group to examine the judgment as an interesting group reaction, rather than as an absolute truth (which is how the judgment usually seem when it first arises within you). The outcome is a deeper understanding of your individual and collective consciousness.

 

 

Judgments close off the flow of meaning within the group.  Even if you say nothing out loud in reaction to a statement made by someone in the group, when you are judging you are not yourself open to the flow of meaning.  Judgments are thoughts that were previously embedded in your memory.  They are Aknee-jerk@ reactions based on past experience that close off your ability to listen and learn in the present moment.  While suspending a judgment and observing your response within your own body and mind, you yourself are open to new learning and are not interfering with group learning.  When the members of a dialogue group have learned to suspend judgment, it is possible for greater group learning as meaning begins to flow among the group.

 

2. Identification and suspension of assumptions – Assumptions are the underlying and generally subconscious rationale upon we base decisions, actions and opinions.  They are the building blocks we use to create our view of the world.  Groups that are not aware of the assumptions at work are like planes flying on autopilot.  As long as the conditions that prevailed at the beginning of the flight continue, everything is fine.  If something changes however, a higher level of intelligence is required to make appropriate adjustments.  Much as a pilot will reassess the weather conditions, a group must examine the assumptions upon which it bases its understanding so that it may navigate during turbulent times.

 

Assumptions that take on the status of truth often prevent listening and block learning.  When group members hold widely differing assumptions they often find themselves locked into irreconcilable conflict.  If our intent is to work together with people who hold different perspectives on an issue, it becomes imperative for us all to learn to identify and then to suspend our assumptions much as we learn to suspend our judgments.  Since the intent of dialogue is not to make a decision or to take an action, we are more likely to be willing to experiment with new ways of interacting with people with whom we differ.

 

To uncover your own assumptions listen to yourself when you speak, especially when you speak with some strong emotion, and reflect on the roots of the thoughts you are expressing.  Be particularly aware that a strongly held assumption is at work when you hear yourself say (either out loud or silently) things like:

Thats just the way it is.

You can=t do. . .

It won=t do any good.

Are you nuts?

 

In each case, ask yourself Awhy?@  Why would a person have to be Anuts@ to believe that (fill in the blank)?  If you believe the answer to why is just obvious, dig deeper.  Why won’t it do any good?  An assumption about how the world is, or how you believe the world is, lies just below your strongly stated emotion.  Here are a few more things to look for.  Be aware when you hear yourself say:

 

We all know what they think.

It won=t do any good to talk with them.

 

Ask yourself how do you know?  Generally you are basing your conclusions on some experience or some belief about Athem@.  It may be that conditions have changed and your ‘autopilot’ is taking you in the wrong direction.  In any case, by assuming you know how others think or act gets in the way of learning.  It closes you down to new ideas.  You can be sure assumptions are at work when you get angry, feel discomfort, or judge somebody else’s ideas as “just stupid.”  When this happens, you are on the trail of an assumption.  Take a moment and reflect on the assumption that underlies your reaction.  In dialogue, the others in the group may help you identify and clarify your assumptions.

 

So what do you do when you find an assumption?  Its neither realistic to give up your own assumptions, nor expect others to give up theirs.  On the other hand, it is possible with practice to suspend the assumption temporarily for purposes of learning.  When you hang an assumption out in front of you for examination, you create just enough distance between you and your assumption that you are able to look at alternative opinions more clearly.  You and others can begin to see not only the differing opinions but the assumptions that underlay those opinions.  When a critical number of a group learn to suspend their own assumptions, the entire group begins to find shared meaning, a collective understanding that is not possible as long as we each hold tightly to the Arightness@ of our own assumptions.  The result may not be agreement, but understanding and more coherence of thought.

 

3. Whole body listening – Listening is a skill that is critical to the creation of an environment of collaborative learning.  Most discussions among people who differ in opinion (and many of those with those with whom we agree) are more like dueling monologues.  I really don’t have time to listen carefully to what you are saying, because I am too busy preparing my reply.  Of course, you are not listening to me either as you are working on your own reply to my reply, etc. etc. etc.  Most of us listen from the neck up.  Paying attention to your body can help expose your personal assumptions and clarify your values.  In dialogue, we learn to listen to others, to ourselves (both head and body) and to the voice of the group as it creates collective themes and shared meaning.

 

Listening to others is more effective when we are able to suspend our own judgments and assumptions.  This opens us up to hearing anothers words within the context of the group environment.  While we might like to think that we truly understand anothers viewpoint from their own context, we cant help but interpret meaning based on our own experience.  It might be possible however to learn what is real and important to another within the context of the group.  This begins by learning more about our own ability to listen.  Try this:

 

Think about a time when you found yourself looking at someone speaking but it seemed like the words were bounding off a glass shield in front of you and they were not going to get through.  Ask yourself, where did the shield come from?

Recall a time when you were listening fairly intently and then stopped as your mind began to wander.  What triggered the change in your ability to listen carefully?

Now recall a time when you were open to another=s message and were really hearing what was being said.  What behaviors were you displaying when you were fully aware of the speaker?

 

By reflecting on your own behavior, you can begin to understand how your own mind gets in the way of listening to others.  Listening is an active process that can be practiced and improved.  It may be useful to practice listening to another in pairs with first one person speaking and then the other for determined periods of time.  Start with two minutes and work up to 5 or 6 minutes with one person speaking and the other listening and encouraging using only your facial expression and body language.  This is hard work but will help you learn how to listen actively.

 

It seems almost paradoxical that to learn to listen to others we first have to listen to our own inner voices and understand how they can interfere or aid us hear others.  The inner conversations we have in our own heads often get in the way of hearing what others are saying.  We must learn to silence our own inner voices to be able to listen from a truly open position of detachment.  Much like during meditation practice, stilling the mind depends on letting go of resistence.  Try this:

 

  • Whenever you notice that you have drifted off from a speaker you are trying to hear, first simply notice that you are not listening intently then take deep breath and return to speaker without judging your failure to pay attention.

 

  • When you truly want to hear another person, look into their eyes and respond to their words with appropriate body language and facial expressions demonstrating interest in their thoughts.  In this way you can actively engage in a Aconversation@ without actually saying anything out loud.

 

  • Pay attention to your body feelings.  Notice when you get a knot in your stomach or your shoulders get tight.  What is happening?  What is being said?  What is the source of the tension?  This may help you break away from the conversation in your head.

 

When a critical number of members of a dialogue group are practicing suspension of judgment, assumptions and actively listening, a collective meaning begins to be created.    Listening for shared meaning can make hidden webs of assumptions more explicit.  It can build new levels of understanding possible.  Listening for collective meaning can inform us about the culture of the group, about Awho we are and who we are becoming – together.   To begin to hear the voice of the group, try this:

 

When a dialogue group seems to be of greatly divergent opinion on some thought or issue, ask yourself the question what common reality do we all hold?  Ask what assumptions do we share?  Look for a thread of thought that seems to be weaving itself throughout the conversation.  Ask yourself if we were one voice speaking, what would it be saying right at this moment?

 

It may be difficult to find the common thread if you are actively engaged in the conversation.  In a dialogue group, some people will be actively listening to the speaker; others will be listening to their own inner voice, and still others perhaps listening for collective meaning.   Listening for the collective voice is a process of inquiry and reflection that allows members of the group to rise above the level of the active conversation and takes the group understanding to a new and higher level.  This leap of group perception begins with a question.

 

Questions that take the group to a new level of understanding are ones that open the field of inquiry rather than either/or questions that limit inquiry to only two lines of thought.  Even when a question is triggered by thoughts expressed by an individual, it should be addressed to the entire group to avoid one-on-one conversations.  Responses should also be addressed to the group, even when one person asked the question.  When a dialogue group appears to be stuck in a closed circle of thought, take a moment to ask yourself what questions have we not asked? or what new thought is trying to take shape here?  This often breaks the group out of the closed circle and begins to make relationships and connections more explicit.  Remember try to ask open-ended questions.

 

Sometimes the conversation seems to be going too fast or circling repetitiously.  It may be time to move from inquiry to reflection.  Fast paced conversations are common when ideas begin to flow but are not necessarily helpful for group learning.  In dialogue it may be useful to slow down and even to include some periods of silence.  Silence may occur quite naturally among groups well practiced in dialogue.  At first, you may need to agree to silence in a more semi-artificial manner.  Try this:

 

Begin each dialogue with a moment of silence.  Anyone called to speak may do so at any time but no one, including the facilitator/time keeper should feel compelled to begin the dialogue.

Agree that every half hour a timekeeper will simply state the time.  By agreement, everyone goes silent (without cutting off anyone in mid-thought).  There is no need to specify a length for the silence.  Whenever anyone is ready to speak, they should do so

Agree to take a breath before you speak.  This will mean there will be a short break between one speaker and the next and no one will Awalk on another=s words.@

 

Values & Dialogue

The ethic, or the framework of values, upon which we base our opinions, decisions and actions may be consciously understood or not.  Generally it is not.  Nevertheless, values are the lens through which we view the world, judge right and wrong, and live our lives.  Any discussion of the current status or future direction of agricultural issues always begins at the level of values, whether we are consciously aware of their influence or not.

 

The term Avalues@ may be thought of as a set of personal beliefs, particularly beliefs about what is good or bad, right or wrong, virtue or vice.  These beliefs are often hidden within our subconscious, acting as assumptions upon which we form opinions and base our daily decisions and actions.  They are formed through interactions in daily life starting as infants, being reinforced or challenged throughout life.  While some values may be so deeply ingrained as to either appear or to actually to be genetically inherited traits (the need for self-preservation for example), most personal beliefs are rooted in our families, communities, educational experience or culture.

 

Science in this sense represents a system of values or an ethic which has been codified into a methodology and a reliance on objective observation and analysis.  According to author Hunter Lewis, science is one of the six principle value systems which humans use to view the world.  The framework offered by Lewis in his book A Question of Values provides a way, not necessarily the way of putting the scientific ethic into perspective.  It is more important at this point simply to recognize that Ascience@ is one of several systems of values, than to agree on which systems best describe the full range of types of valuation systems.  Lewis describes six ways in which we choose to value the world:

 

Authority – This valuing system relies on the word of another human being or institution such as a religion or government figure (a figure of authority).  It is an act of faith that is a common means of determining value.  Quite often we rely on parents, teachers or other experts to help determine our beliefs.

 

Deductive Logic – This valuing system puts beliefs to a series of consistency tests through a deductive reasoning process that includes clarifying thought or speech, questioning, debating alternatives, deducing conclusions from premises, and eliminating fallacies.  It is a powerful tool but difficult to use and relies on the assumption that the universe is always orderly and consistent.

 

Sense Experience – This valuing system provides direct experience through the five senses of sight, hearing, smell, taste and touch.  It is a means of providing input into other valuing systems but is not Aperfect@ as individuals sensing the same phenomenon often Asee@ it entirely differently.

 

Emotion – This valuing system is based on internal feelings that something is right or wrong.  They are often based on belonging to a group (I=m an American) with a particular way of organizing (I prefer democracy) and are heightened by a common perceived enemy (I’d rather be dead than red).

 

Intuition – This valuing system is an unconscious and very powerful way of synthesizing large amounts of facts and theories with extraordinary speed.  It is particularly useful when trying to understand complex situations but can be easily biased by emotion.

 

Science – This is a valuing system that relies on sense experience to gather facts from a world external to the observer, intuition to create a testable hypothesis, logic to create a test, sense experience again to observe the facts, and logic again to draw conclusions.  It is a particularly powerful way to understand simple, measurable systems that do not involve humans.

 

While one system of valuation may be more effective than another depending on the situation, it is not necessary to choose one over another for the purposes of dialogue.  In fact, it will likely reduce the chance of real communication among people with diverse experiences.  It is necessary however, to recognize that all humans use more than one system for determining value at different times and that generally the valuation system upon which we base our decisions is working at a subconscious rather than a conscious level of awareness.  Further, even when we do reflect on the value roots of our beliefs, we are likely to come to inaccurate conclusions if we do so in isolation.  For example, the preference for the process of science is often confused with the preference for the authority of the scientist.  When this preference is shared and discussed in a dialogue forum, it is possible to come to a deeper level of awareness than when reflecting alone.

 

Maturana and Varela in their groundbreaking book, AThe Tree of Knowledge: The Biological Roots of Human Understanding contend that whenever we are in disagreement with someone with whom we want to remain in coexistence, we must let go of certainty or absolute truth.  The environment which we create in dialogue allows individuals with diverse interests and different value systems to bring forth a new world where coexistence may thrive. They write; Every human act takes place in language.That is, every social interaction is an act of language whether or not words are exchanged.  In fact, much communication occurs without using words. They continue; Every act in language brings forth a world created with others in the act of coexistence which gives rise to what is human.All social interchange among humans is based on an ethical framework (which is generally hidden but made more explicit in dialogue).

 

Dialogue is a form of communication that not only improves understanding but transforms those who engage in it as participants bring forth a new world based on shared meaning.  In dialogue we examine our individual and collective thinking, exploring assumptions and moving us Aupstream@ to where our belief systems dwell.

 

Resources

 

Lewis, H. A Question of Values: Six Ways We Make the Personal Choices that Shape our Lives. Harper & Row Publishers; San Francisco. 1990.

 

Ellinor & Gerard.  Dialogue: Rediscover the Transforming Power of Conversation.

 

Maturana, H.R. and F. Varela. The Tree of Knowledge: The Biological Roots of Human Understanding.  (Shambhala Publications, Inc. 1987).

 

 

 

Dialogue Guidelines Summary

Adapted from; http://www.metta.org/id/id.html.

 

The following are the teaching and practice lessons from Greg Kramer, the Metta Foundation.

  1. Commit to process:  Bring your full energy to this process and to each moment.
  2. Pause-Relax-Open (PRO):  Before you speak, stop and breathe, and then open yourself to wonder and awe.
  3. Trust Emergence:  Allow whatever is supposed to happen, to happen.  Expect surprise.
  4. Speak the truth:  Listen deeply and speak with confidence, but discernment and presence.
  5. Release roles:  With humility, move beyond the surface personality, titles and roles.
  6. Surface assumptions:  With creativity, see beyond the presuppositions and tangles of mind.
  7. Observe judgments:  Recognize the endless flow of judgments that come to mind.
  8. Share parallel thinking:  Become aware of the constantly arising stream of thoughts and feelings and have the courage to share them.

 

From; Meditating Together, Speaking from Silence Experiencing the Dharma in Dialouge.  Published by the Metta Foundation.  Author – Gregory Kramer; 310 NW Brynwood Lane, Portland OR 97229, (503)292-8550; greg@metta.org.

 

 

Dialogue Process Checklist
1. Commit to process Did I show up on time?  Did I do the reading?
2. Pause – Relax Open Did I stop before I spoke?  Did I examine my thoughts and body feelings?
3. Trust emergence Do I have expectations of what people should say or how this dialogue should be?
4. Speak the Truth. Listen Deeply. Have I shared that which I want to share?  Have I listened clearly to what others have said?
5. Release roles Do I have expectations of who other people are in the dialogue?  Am I playing a role myself?
6. Seek out assumptions Have I examined the assumptions that are under my statements?
7. Observe judgements Have I noticed when I am judging others?
8. Share parallel thinking Am I willing to report on my parallel thoughts with compassion?

 

\Some Quotes On Dialogue

 

FROM David Bohm&

Now if we think together, then maybe we can solve our common problems.

 

FROM: Krishnamurti&.

I do not know if you have ever examined how you listen,

 it doesnt matter to what,

whether to a bird, to the wind in the leaves, to the rushing waters,

or how you listen in a dialogue with yourself,

to your conversation in various relationships

with your intimate friends, your wife or husband&

If we try to listen we find it extraordinarily difficult,

 because we are always projecting our opinions and ideas,

our prejudices, our background, our inclinations, our impulses;

when they dominate we hardly listen at all to what is being said&

In that state there is no value at all.

One listens and therefore learns,

only in a state of attention, a state of silence,

 in which this whole background is in abeyance, is quiet;

 then, it seems to me, it ie possible to communicate.

Real communication can only take place where there is silence.

 

 

FROM Rilke

I believe in all that has never yet been spoken.

I want to free what waits within me

so that what no one has dared to wish for

may for once spring clear

without my contriving.

FROM Rumi

Out beyond ideas of wrongdoing and rightdoing

There is a field.

I will meet you there.

Some Resources on Dialogue

Best direct references

· Bohm, D. On Dialogue. Routledge: London. 1996.

· Ellinor, L. and G. Gerard. Dialogue: Rediscover the Transforming Power of Conversation. John Wiley & Sons. 1998.

· Kramer, G. Meditating Together, Speaking from Silence: Experiencing the Dharma in Dialogue. Metta Foundation, Portland OR. (info@metta.org). 1999.

· Senge, P.M. The Fifth Discipline: The Art and Practice of The Learning Organization. Currency/Doubleday. 1990.

· Wheatley, M.J. Turning to One Another: Simple Conversations to Restore Hope to the Future. Berrett-Koehler. 2002.

· Web Page – http://www.metta.org/id/id.html . This web page provides detailed instructions on practicing Insight Dialogue.

· Web Links – http://www.uia.org/dialogue/webdial.htm . A list of links to other pages including Bohm, Krishnamurti, Patrick de Mare, and others.

Best related references

· Bohm, D. Thought as a System. Routledge: London. 1992.

· Bohm, D. and F. D. Peat. Science, Order, and Creativity: A Dramatic New Look at the Creative Roots of Science and Life. Bantam Books. 1987.

· Krishnamurti. The Awakening of Intelligence. Harper/Collins. 1973.

· Krishnamurti and D. Bohm. The Ending of Time. Harper/Collins. 1985.

· Peat, D.F. Infinite Potential: The Life and Times of David Bohm. Addison-Wesley Publishing Co. Reading, MA. 1997

· Schon, D. A. The Reflective Practitioner: How Professionals Think in Action. Harper/Collins. 1983.

· Varela, F.J., E. Thompson and E. Rosch. The Embodied Mind: Cognitive Science and Human Experience. MIT Press. 1996.